Ac One Asset Management, LLC (Los Angeles)


Ac One Asset Management, LLC is a related adviser based in Los Angeles. It manages $14.8 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of California.

Ac One Asset Management provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ac One Asset Management: assets under management

The assets under management (AUM) of Ac One Asset Management, LLC is $14.8 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 453% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $14.8 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $14.8 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ac One Asset Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ac One Asset Management serves?

The only and largest group of clients of Ac One Asset Management is investment companies with 1 clients and $14.8 million of assets under management. Among the 3 most similar advisory firms, Ac One Asset Management has the 2nd highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $14.8 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Ac One Asset Management doesn't advise any private funds.

Careers at Ac One Asset Management, LLC

The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Chelsea Counsel Company Managing member 1 Oct 2011 50% - 75% 110399
Assetplus Investment Management Corp (Usa) Managing member 1 Oct 2011 25% - 50% 45-1967671
Woon Sang Baik Co-president 1 Oct 2011 Other 5995359
Patrick Carme Pascal Co-president 1 Oct 2011 Other 1257397
Wonmyoung Lee Portfolio manager 1 Oct 2011 Other 5622991
Frederick John Ruopp Portfolio manager 1 Oct 2011 Other 1872674
Jr Frederick John Ruopp Portfolio manager 1 Oct 2011 Other 4381740
Thomas Arthur Techentin Chief compliance officer 1 Oct 2011 Other 1872681
Donald Wesley Brown Chief compliance officer 1 Mar 2014 Other 6378944

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Frederick John Ruopp Chairman & ceo / chelsea 1 May 1994 50% - 75% 1872674
Trustee Of The Roupp Family Trust Dated 7/13/2000 Frederick J. Roupp Shareholder 1 Jul 2000 50% - 75% 12-3456789
Bangchun Kang Chairman / assetplus investment management co. (south korea) 1 Jan 2006 25% - 50% 5667093
Assetplus Investment Management Co. Shareholder / assetplus investment management corp (usa) 1 Apr 2011 75% - 100% 149990
Jr. Trustee Of The Roupp Family Trust Dated 7/13/2000 Frederick J. Roupp Shareholder 1 Apr 2019 50% - 75% 12-3456789

Based in Los Angeles

The principal office where Ac One Asset Management, LLC performs its advisory services is located at 444 South Flower Street, Los Angeles, CA 90071, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 213-362-9200. The normal business hours are 7 am to 4 pm on Monday - Friday. You can find more information about the New York firm at chelseamanagement.com/acone/.