Kerwin Beley & Associates Inc (Seattle)


Kerwin Beley & Associates Inc is an adviser based in Seattle. It manages $51.45 million of regulatory assets for 266 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California and Washington.

Kerwin Beley & Associates provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Kerwin Beley & Associates: assets under management

The assets under management (AUM) of Kerwin Beley & Associates Inc is $51.45 million. The firm's AUM has gone down by -14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $46.51 million in discretionary accounts and $4.94 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $202.21 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $137.32 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Kerwin Beley & Associates Inc for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Kerwin Beley & Associates Inc

James Franklin Beley has been acting as President since 1 Feb 1992. Charles Carlin Kerwin joined the executive team most recently as the Vice President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
James Franklin Beley President 1 Feb 1992 50% - 75% 17210
Charles Carlin Kerwin Vice president 1 Feb 1992 50% - 75% 2191114

Based in Seattle

The principal office where Kerwin Beley & Associates Inc performs its advisory services is located at 200 W Mercer Street Suite 407, Seattle, WA 98119 3958, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 206-352-1500 or by fax 206-282-4846. The normal business hours are 8:00-5:00 on Monday - Friday.