Smith Prentiss & Co Inc (Brattleboro)


Smith Prentiss & Co Inc is a large advisory firm based in Brattleboro. It manages $258.4 million of regulatory assets for 312 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut, Massachusetts, New Hampshire, and Vermont.

Smith Prentiss & provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Smith Prentiss &: assets under management

The assets under management (AUM) of Smith Prentiss & Co Inc is $258.4 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $258.4 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $828.21 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Smith Prentiss & Co Inc for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Smith Prentiss & Co Inc

Prentiss Charles Smith has been acting as President since 1 Sep 1982. Richard D. Perra joined the executive team most recently as the Secretary.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Prentiss Charles Smith President 1 Sep 1982 75% - 100% 867702
Thomas Leadly Porter Director 1 Jul 1988 Other 4437962
Gertrude Walker Campbell Sr. vice president 1 Jul 1989 Other 1761847
Karlie Packard Vice president 1 Jul 1993 Other 2748793
Concetta Sanderson Director 1 Feb 1996 Other 4437964
Richard D. Perra Secretary 1 Jan 2001 Other 4437980

Based in Brattleboro

The principal office where Smith Prentiss & Co Inc performs its advisory services is located at 950 Western Avenue, Brattleboro, VT 05301, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 802-254-2913 or by fax 802-257-7638. The normal business hours are 7:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.prentiss-smith.com.