Ennis Knupp & Associates Inc (Lincolnshire)


Ennis Knupp & Associates Inc is a large advisory firm based in Lincolnshire. It manages $1.23 billion of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Ennis Knupp & Associates provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ennis Knupp & Associates: assets under management

The assets under management (AUM) of Ennis Knupp & Associates Inc is $1.23 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 671% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.23 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $308.5 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ennis Knupp & Associates Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ennis Knupp & Associates Inc

James Frederick Knupp has been acting as President since 1 Jan 1981. Russell Kenneth Ivinjack joined the executive team most recently as the Vice President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Richard Menown Ennis Principal,director 1 Jan 1981 25% - 50% 600338
James Frederick Knupp Director 1 Jan 1981 Other 272756
Douglas Patejunas Principal 1 Jun 1984 Other 2041451
1993 Richard M. Ennis Trust Dated November 30 Direct owner 1 Nov 1993 Other 600338
Suzanne Michelle Bernard Principal 1 Jul 1997 Other 4517537
Susanne Berger Rutherford Principal 1 Apr 1999 Other 4348404
Larry Wayne Bushmaker Principal 1 Apr 1999 Other 4348408
William B Madden Principal 1 Nov 1999 Other 4349826
Stephen Todd Cummings Principal, director, ceo 1 Mar 2000 Other 4342453
David Allen Russell Principal 1 Mar 2000 Other 1522984
Gregory James Pritz Chief administrative officer 1 Jan 2001 Other 4348073
Russell Kenneth Ivinjack Principal 1 Jan 2001 Other 4517534
Steven A Voss Principal 1 Jul 2001 Other 4517529
Kevin John Vandolder Principal 1 Jul 2001 Other 4517532
Gregory James Pritz Chief operating officer 1 Jan 2003 Other 4348073
Michael D Sebastian Principal 1 Jul 2003 Other 4757125
Gregory James Pritz Principal, chief operating officer 1 Jan 2004 Other 4348073
Brian J Birnbaum Principal 1 Jan 2004 Other 4757127
David James Keil Principal 1 Jan 2004 Other 4757131
Neeraj Yogesh Baxi Principal 1 Jan 2005 Other 4943668
Gregory James Pritz Principal, chief operating officer, chief compliance officer 1 Jan 2005 Other 4348073
Kristine Lynn Ford Principal 1 Jan 2006 Other 3013296
Patrick J Kelly Principal 1 Jan 2006 Other 5123843
John Jung Lee Principal 1 Jan 2007 Other 2327222
Brady O'connell Principal 1 Jan 2008 Other 4348073
Armand Yambao Principal 1 Jan 2008 Other 4757127
Greg Pritz Principal 1 Jan 2008 Other 4348073
Brian Birnbaum Principal 1 Jan 2008 Other 4757127
David Testore Chief compliance officer 1 Aug 2008 Other 5621146
David Jonathan Testore Chief compliance officer, principal 1 Aug 2008 Other 5621146
Russell Kenneth Ivinjack Vice president 1 Sep 2010 Other 4517534
Brent Michael Mulder Chief financial officer 1 Sep 2010 Other 5851207
Bradley Scott Smith Vice president 1 Sep 2010 Other 1425436
Steven J Kyono Secretary 1 Sep 2010 Other 5468810
Peter Eliot Ross Assistant secretary 1 Sep 2010 Other 2490601
Dalip Mohan Puri Vice president 1 Sep 2010 Other 5628211
Hewitt Associates Llc Owner 1 Sep 2010 75% - 100% 36-2235791

Based in Lincolnshire

The principal office where Ennis Knupp & Associates Inc performs its advisory services is located at 100 Half Day Road, Lincolnshire, IL 60069, which is also the mailing address of the firm. An additional office of the firm is in Norwalk, CT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (847) 295-5000 or by fax (847) 295-7960. The normal business hours are 8:30 am through 5:00 pm on Monday - Friday. You can find more information about the New York firm at ennisknupp.com.