Windham Brannon Financial Group, Inc. (Atlanta)


Windham Brannon Financial Group, Inc. is a large advisory firm based in Atlanta. It manages $724.63 million of regulatory assets for 285 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Florida, Georgia, North Carolina, and Texas.

Windham Brannon Financial Group provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Windham Brannon Financial Group: assets under management

The assets under management (AUM) of Windham Brannon Financial Group, Inc. is $724.63 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 469% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $724.63 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.54 million each.
Windham Brannon Financial Group has custody of $80.63 million in cash and securities for 84 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Windham Brannon Financial Group, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Windham Brannon Financial Group, Inc.

James Wallace Heard has been acting as President since 1 Nov 1999. Heidi Lamarca joined the executive team most recently as the Shareholder.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
James Wallace Heard President 1 Nov 1999 25% - 50% 1219939
John Edgar Vice president 1 Nov 1999 Other 2444595
Charles Lee Mcgimsey Secretary 1 Nov 1999 Other 4377698
William Joseph Bomar Shareholder 1 Nov 1999 Other 4377699
Barbara Minderman Coats Shareholder 1 Nov 1999 Other 4377700
Matthew Harrison Levin Shareholder 1 Nov 1999 Other 4377701
Carolyn Crowe Riticher Shareholder 1 Nov 1999 Other 4377702
John Franklin Edgar Vice president 1 Nov 1999 Other 2444595
Jr. John Franklin Edgar Vice president 1 Nov 1999 Other 2444595
Brent Alan Wilkinson Shareholder 1 Oct 2001 Other 4745149
David Holly Kloess Shareholder 1 Oct 2002 Other 4745175
Amy Farel Merrill Vice president 1 Jan 2003 Other 4658964
Heidi Lamarca Shareholder 1 Oct 2004 Other 5320799

Based in Atlanta

The principal office where Windham Brannon Financial Group, Inc. performs its advisory services is located at 1355 Peachtree St, Atlanta, GA 30309, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 404-898-2000 or by fax 404-898-2010. The normal business hours are 8:30 to 5:00 on Monday - Friday. You can find more information about the New York firm at windhambrannon.com.