Ironstone Securities, Inc. (Raleigh)

Ironstone Securities, Inc. is a pension cosultant based in Raleigh. It manages $130.28 thousand of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Florida and North Carolina.

Ironstone Securities provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ironstone Securities: assets under management

The assets under management (AUM) of Ironstone Securities, Inc. is $130.28 thousand, all of which is managed in discretionary accounts. The firm's AUM has gone down by -52% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $130.28 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $65.14 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ironstone Securities, Inc. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ironstone Securities, Inc.

Kenneth Alexander Black has been acting as President since 1 Nov 2003. Lawrence Minetree Lowman joined the executive team most recently as the Director Of Compliance; Chief Compliance Officer; Crop.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kenneth Alexander Black	Director	1 Nov 2003	Other	2989066
Steven Fred Bogaczyk	Cfo, director	1 Nov 2003	Other	2469749
Larry Thomas Christiansen	Director, srop, sales man	1 Nov 2003	Other	1010619
Daniel Keith Collins	Sales manager, director	1 Nov 2003	Other	1061504
James Ervin Creekman	Director	1 Nov 2003	Other	2989069
First Citizens Bank & Trust Company	100% owner	1 Nov 2003	75% - 100%	56-0223230
Frank Brown Jr Holding	Director	1 Nov 2003	Other	2989068
James Boyd Jr Hyler	Director	1 Nov 2003	Other	2989065
John Francis Quigley	Coo, crop, dir. of compliance	1 Nov 2003	Other	1502329
Allen Dale Jr Smith	Chairman, pres. and ceo	1 Nov 2003	Other	717495
Annelise Brittain	Director of compliance; chief compliance officer; crop	1 Aug 2005	Other	1617698
Carol Blade Yochem	Director	1 Oct 2005	Other	1254414
Hiram Ramsey Ii Jones	President	1 Apr 2006	Other	1876061
Lawrence Minetree Lowman	Director of compliance; chief compliance officer; crop	1 Oct 2006	Other	1642166

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. First Citizens Bancshares	Owner	1 Nov 2003	75% - 100%	56-1528994

Based in Raleigh

The principal office where Ironstone Securities, Inc. performs its advisory services is located at 4300 Six Forks Road, Raleigh, NC 27609, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 919-716-7392 or by fax 919-716-2230. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday.