Efg Asset Management (Americas) Corp. is a large advisory firm based in Miami. It manages $1.41 billion of regulatory assets for 628 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of California, Connecticut, Delaware, and 9 other states.
Efg Asset Management (Americas) Corp provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Efg Asset Management (Americas) Corp. is $1.41 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 178% since the beginning of its operation, and $1.33 billion of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Efg Asset Management (Americas) Corp. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Hans Anton Abate is high net worth individuals with 294 clients and $1.24 billion of assets under management. Among the 9 most similar advisory firms, Efg Asset Management (Americas) Corp has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $1.41 billion for 628 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 94% of the firm’s clients are foreign persons or businesses.
Efg Asset Management (Americas) Corp doesn't advise any private funds.
The company employs 14 people that are either part- or full-time employees. 57 percent of the employees work as investment advisers or researchers. 8 employees are registered as investment adviser representatives with the state securities authorities.
There are 10 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Hans Anton Abate has been acting as President since 1 Sep 2011. Eric Chih Chian Chuang joined the executive team most recently as the Chief Compliance Officer.
The principal office where Efg Asset Management (Americas) Corp. performs its advisory services is located at 701 Brickell Avenue, Miami, FL 33131, which is also the mailing address of the firm. An additional office of the firm is in Portland, OR. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 305-482-8000 or by fax 305-482-8200. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at efgcapital.com.