Sawtooth Asset Management, Inc. (Minneapolis)


Sawtooth Asset Management, Inc. is a large advisory firm based in Minneapolis. It manages $216.22 million of regulatory assets for 1,958 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Alaska, Arizona, California, and 25 other states.

Sawtooth Asset Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, and provide back office support for other firms, consulting services and software tools, ria directed models, reporting only svcs. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sawtooth Asset Management: assets under management

The assets under management (AUM) of Sawtooth Asset Management, Inc. is $216.22 million. The firm's AUM has grown by 1680% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $182.28 million in discretionary accounts and $33.95 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $98 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $346.4 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sawtooth Asset Management, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sawtooth Asset Management, Inc.

Franklin C Jesse has been acting as President since 1 Jul 2009. Bradley Earl Pries joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Bradley Earl Pries Chief compliance officer 1 May 2009 50% - 75% 2075526
David James Stennes Vice president 1 May 2009 Other 1752631
Franklin C Jesse Director 1 Jul 2009 Other xxx-xx-xxxx

Based in Minneapolis

The principal office where Sawtooth Asset Management, Inc. performs its advisory services is located at 3500 American Blvd West, Minneapolis, MN 55431, which is also the mailing address of the firm. An additional office of the firm is in Woodbury, MN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 952-831-0039 or by fax 952-831-0279. The normal business hours are 8am-5pm on Monday - Friday. You can find more information about the New York firm at www.sawtootham.com.

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