Charterwest Inc. (Newport Beach)


Charterwest Inc. is a large advisory firm based in Newport Beach. It manages $30 million of regulatory assets for 60 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Charterwest provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Charterwest: assets under management

The assets under management (AUM) of Charterwest Inc. is $30 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $30 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $500 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Charterwest Inc. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Charterwest Inc.

Jerry Lee Parker has been acting as President since 1 Feb 1989. Morgan Robert Christen joined the executive team most recently as the President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Jerry Lee Parker President 1 Feb 1989 75% - 100% 356642
Morgan Robert Christen President 1 May 2003 75% - 100% 2395180

Based in Newport Beach

The principal office where Charterwest Inc. performs its advisory services is located at 4425 Jamboree Rd., Suite 125, Newport Beach, CA 92660, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-955-1552 or by fax 949-724-9665. The normal business hours are 8am - 4pm on Monday - Friday.