Profit Investment Management, LLC (Rockville)


Profit Investment Management, LLC is a large advisory firm based in Rockville. It manages $125.74 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of California, Connecticut, District of Columbia, Maryland, and New York.

Profit Investment Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Profit Investment Management: assets under management

The assets under management (AUM) of Profit Investment Management, LLC is $125.74 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -91% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $125.74 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $17.96 million each.

Investments

The firm invests in exchange traded securities the most. They account for 96% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 4% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Profit Investment Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Profit Investment Management serves?

The firm provides services to pooled investment vehicles and state or municipal government entities. The largest group of clients of Profit Investment Management is state or municipal government entities with 3 clients and $107.42 million of assets under management. Among the 11 most similar advisory firms, Profit Investment Management has the highest percentage of state or municipal government entities out of all clients.

The amount of regulatory assets under management is $125.74 million for 7 clients. None of the firm’s clients are foreign persons or businesses.

Profit Investment Management doesn't advise any private funds.

Careers at Profit Investment Management, LLC

The company employs 5 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Profit Investment Management, LLC is owned by Joseph Adolph Quash. Gery Joseph Sadzewicz joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Eugene Anthony Profit President, ceo, cfo 1 Apr 1996 50% - 75% 2491302
Joseph Adolph Quash Owner 1 Apr 1996 Other 2838312
Linda Quash Owner 1 Apr 1996 Other 2838315
Thomas A Pinder Owner 1 Dec 1996 Other 2838314
Thomas Pinder Owner 1 Dec 1996 Other 2838314
Michelle Quash Profit Owner 1 Oct 2004 Other 2838308
Shawna Denise Frazier Chief operations officer 1 Mar 2014 Other 2364868
Matthew Stephen Hardin Chief compliance officer 1 Oct 2014 Other 2366634
Gery Joseph Sadzewicz Chief compliance officer 1 Jan 2018 Other 1090963

Based in Rockville

The principal office where Profit Investment Management, LLC performs its advisory services is located at 11140 Rockville Pike, Rockville, MD 20852, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 301-650-0059 or by fax 301-650-0608. The normal business hours are 8:45a.m.- 5:45p.m. on Monday - Friday. You can find more information about the New York firm at profitfunds.com.