Utendahl Capital Management LP (New York)


Utendahl Capital Management LP is a large advisory firm based in New York. It manages $1.52 billion of regulatory assets for 20 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida, New York, and Virginia.

Utendahl Capital Management provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Utendahl Capital Management: assets under management

The assets under management (AUM) of Utendahl Capital Management LP is $1.52 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -28% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.52 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $76 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Utendahl Capital Management LP for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Utendahl Capital Management LP

Thomas Mandel has served as the Chief Investment Officer since 1 Sep 1993 and Gregory Allen Parsons is the Chief Executive Officer of Utendahl Capital Management LP family office. Jay Menozzi joined the executive team most recently as the Chief Investment Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc. Merrill Lynch Group Limited partner 1 Oct 1992 Other 13-3408205
L. P. Utendahl Management General partner 1 Oct 1992 75% - 100% 13-3769883
John Oscar Utendahl President and ceo 1 Oct 1992 Other 1055234
Thomas Mandel Chief investment officer 1 Sep 1993 Other 1570248
Thomas Benjamin Mandel Chief investment officer 1 Sep 1993 Other 1570248
Tracy Vincent Maitland President of advent capital managemment division 1 Jul 1995 Other 1062056
Jeffrey Alan Gugick Chief financial officer 1 Sep 1995 Other 3205640
Raymond H Sutterlin Controller 1 Jul 1999 Other 2517021
Leroy John Watkins General counsel 1 Aug 1999 Other 4246138
Mark Robert Hastings Director of compliance 1 Jan 2000 Other 4195981
L.L.C. Ucm Holdings Limited partner 1 Mar 2002 Other 04-3651341
Ira D Hall President & ceo 1 Nov 2002 Other 706252
Ira Devoyd Hall President & ceo 1 Nov 2002 Other 706252
Perry Wayne Moore Executive vice president 1 Jan 2003 Other 1719985
Philip Andrew Dina Chief compliance officer 1 Mar 2004 Other 1368917
Paul Alan Lieberman General counsel 1 Dec 2004 Other 2187798
Penny Zuckerwise President & ceo 1 Dec 2004 Other 4940506
Jo Ann Corkran Chief investment officer 1 Sep 2005 Other 1427723
L. P. Utendahl Management General partner 1 Jul 2006 25% - 50% 13-3769883
L.L.C. Ucm Holdings Limited partner 1 Jul 2006 25% - 50% 04-3651341
Jo Ann Corkran Chief investment officer 1 Jul 2006 Other 1427723
Lp Parish Capital I Limited partner 1 Jul 2006 Other 16-1695545
Llc Utendahl Financial Asset Holding Company Limited partner 1 Jul 2006 Other 20-5160504
Steven A Schneider Chief operating officer, cheif financial officer, and chief compliance officer 1 Jul 2006 Other 4332721
Llc Ucm Partners Member 1 Jul 2006 25% - 50% 42-1710248
Lp Parish Capital Buyout Fund I Limited partner 1 Jul 2006 Other 16-1695549
L.P. Parish Capital Buyout Fund I Limited partner 1 Jul 2006 Other 16-1695549
Llc Ucm Partners Ii General partner 1 Jul 2006 25% - 50% 27-1890249
Martinnette Jeske Witrick Chief compliance officer 1 Oct 2006 Other 707935
Ria Allison Davis General counsel 1 Jun 2007 Other 3187639
Rdp I Llc Limited partner 1 Jul 2008 25% - 50% 26-3137591
Gregory Allen Parsons Chief operating officer 1 Sep 2008 Other 3148868
Gregory Allen Parsons Chief executive officer 1 May 2010 Other 3148868
Jay Menozzi Chief investment officer 1 May 2010 Other 5791031

Indirect Owners

The SEC currently registers 13 indirect owners.

Name Entity Date acquired Ownership Employer ID
Utendahl Capital Corporation General partner 1 Oct 1992 Other 13-3663001
John Oscar Utendahl Limited partner 1 Jul 2006 25% - 50% 1055234
Penny Zuckerwise Member 1 Jul 2006 25% - 50% 4940506
Bfh Utendahl Investors Llc Limited partner 1 Jul 2006 25% - 50% 20-5348312
Llc Parish Capital Advisors General partner 1 Jul 2006 75% - 100% 20-004691
Andrew Jay Astrachan Member 1 Jul 2006 25% - 50% 1002815
Jack Binion Member 1 Jul 2006 25% - 50% 5201607
State Of North Carolina Treasurer Limited partner 1 Jul 2006 25% - 50% 56-1545517
New York State Teachers Retirement System Limited partner 1 Jul 2006 50% - 75% 14-6000735
Missouri Retirement System Limited partner 1 Jul 2006 25% - 50% 43-6122488
Llc Bfh Utendahl Investors Limited partner 1 Jul 2006 25% - 50% 20-5348312
Llc Parish Capital 1 Gp General partner 1 Jul 2006 Other 16-1695545
Richard D Parsons Managing member 1 Jul 2008 75% - 100% 2051375

Based in New York

The principal office where Utendahl Capital Management LP performs its advisory services is located at 52 Vanderbilt Avenue, New York, NY 10017, which is also the mailing address of the firm. An additional office of the firm is in Orlando, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-797-2688 or by fax 212-425-4199. The normal business hours are 9 a.m. to 5 p.m. on Monday - Friday. You can find more information about the New York firm at www.utendahl.com.

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