E Six Thirteen, LLC (Mandeville)


E Six Thirteen, LLC is a large advisory firm based in Mandeville. It manages $232.31 million of regulatory assets for 219 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Colorado, Indiana, Louisiana, and Texas.

E Six Thirteen provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

E Six Thirteen: assets under management

The assets under management (AUM) of E Six Thirteen, LLC is $232.31 million. The firm's AUM has grown by 127% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $105.86 million in discretionary accounts and $126.45 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $566.08 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $3.95 million.

Investments

The firm invests in exchange traded securities the most. They account for 48% of the total AUM. The second-largest asset type is non-exchange traded securities, which make up 30% of the firm’s portfolio. Investments in investment and business development companies form 8% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay E Six Thirteen, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients E Six Thirteen serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and pooled investment vehicles. The largest group of clients of E Six Thirteen is high net worth individuals with 25 clients and $201.73 million of assets under management. Among the 10 most similar advisory firms, E Six Thirteen has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $232.31 million for 89 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

E Six Thirteen doesn't advise any private funds.

Careers at E Six Thirteen, LLC

The company employs 8 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Eric Lee Dunavant Managing member, president and chief compliance officer 1 Aug 2007 75% - 100% 3255295

Based in Mandeville

The principal office where E Six Thirteen, LLC performs its advisory services is located at 2895 Highway 190, Mandeville, LA 70471, which is also the mailing address of the firm. An additional office of the firm is in Plainfield, IN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 985-727-0775 or by fax 985-727-0740. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at esixthirteen.com/.

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