Charlemagne Capital (Uk) Limited (London)

Name: Charlemagne Capital (Uk) Limited
Address: 39 St James's Street, London, Sw1 A 1 Jd
Telephone: 440-20751-82100

Charlemagne Capital (Uk) Limited is a large advisory firm based in London. It manages $2.97 billion of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2002.

Charlemagne Capital (Uk) Limited provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Charlemagne Capital (Uk) Limited: assets under management

The assets under management (AUM) of Charlemagne Capital (Uk) Limited is $2.97 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1248% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.97 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $247.32 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Charlemagne Capital (Uk) Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Charlemagne Capital (Uk) Limited

The company employs 66 people that are either part- or full-time employees. 44 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Mellon	Non exec director of charlemagne capital (uk) limited	1 Sep 1995	Other	5048979
James Mellon	Non executive chairman of charlemagne capital limited which is the 100% owner of charlemagne capital (uk) limited	1 Aug 1997	25% - 50%	5048987
Charlemagne Capital Limited	100% owner	1 May 2000	75% - 100%	foreign
Jayne Allison Sutcliffe	Mrs	1 May 2000	Other	4286162
David Mcmahon	Mr	1 May 2000	Other	4286156
James Mellon	Mr	1 May 2000	25% - 50%	1760695
David Curl	Mr	1 May 2000	Other	4494957
Andrew Wiles	Exec director of charlemagne capital (uk) limited and portfolio manager	1 Jun 2000	Other	5048982
Andrew Jonathan Wiles	Exec director of charlemagne capital (uk) limited and portfolio manager	1 Jun 2000	Other	5048982
Jayne Allison Sutcliffe	Chief exec officer of charlemagne capital (uk) ltd and exec director and ceo of its 100% owner, charlemagne capital ltd	1 Jan 2001	Other	4286162
Nigel Jonathan Bradley	Non exec director of charlemagne capital (uk) limited	1 Jan 2001	Other	5048984
Stefan Bottcher	Director of portfolio management	1 Jan 2001	Other	4347256
David Curl	Exec director of 100% owner of charlemagne capital (uk) limited and investment director	1 Aug 2001	Other	4494957
David Donald Curl	Investment director within charlemagne capital (uk) limited and exec director of 100% owner	1 Aug 2001	Other	4494957
Alexander Anderson Stuart Whamond	Executive director of charlemagne capital limited, the 100% owner of charlemagne capital (uk) ltd & chief operational office	1 Feb 2003	Other	1490281
Julian Peter Mayo	Exec director of charlemagne captal (uk) ltd and co chief investment officer	1 Sep 2003	Other	4449188
Hans Van Griethuysen	Exec director of 100% owner	1 Nov 2003	Other	5048993
Alison Burgess	Chief compliance officer	1 Nov 2003	Other	4778107
James Charles Houghton	Group financial controller	1 Jan 2005	Other	4918103
Varda Lotan	Exec director of charlemagne capital (uk) limited/head of marketing	1 Apr 2005	Other	5048986
Varda Ruth Lotan	Exec director of charlemagne capital (uk) limited/head of marketing	1 Apr 2005	Other	5048986
Adrian Lindsay Jones	Head of middle office	1 Sep 2005	Other	4778112
Jane Davidson Nairn Mcandry	Executive director, group company secretary/chief compliance officer	1 Feb 2009	Other	5498592
Jane Davidson Nairn Bates	Executive director of charlemagne capital (uk) limited and exec director of 100% parent	1 Feb 2009	Other	5498592
Vassiliki Katerina Kydoniefs	Executive director of ccuk and head of institutional business and consultant relations	1 Aug 2009	Other	5700728
Gabor Sitanyi	Executive director of charlemagne capital (uk) limited/ portfolio adviser	1 Oct 2009	Other	4364890
Adrian Lindsay Jones	Director-operations/exec director of ccl and cciom	1 Mar 2010	Other	4778112
Huw Lloyd Jones	Group's finance director, ccl and cciom director	1 Jun 2010	Other	5798474
Gregory Dean Walsh	Head of compliance / chief compliance officer	1 Jan 2016	Other	6610643
Jayne Allison Sutcliffe	President and chief executive officer of fiera capital (uk) limited and executive director of fiera capital (europe) limited	1 Mar 2017	Other	4286162
Julian Peter Mayo	Executive director of fiera capital (uk) limited and senior vice president and investment strategist	1 Mar 2017	Other	4449188
Varda Ruth Lotan	Executive director of fiera capital (uk) limited and senior vice president, head of european distribution, european division	1 Mar 2017	Other	5048986
Jane Davidson Nairn Mcandry	Senior vice president, legal, compliance & hr, director of fiera capital (europe) ltd, fciom and fcuk	1 Mar 2017	Other	5498592
Huw Lloyd Jones	Vice president - finance and executive director of fiera capital (europe) limited and fiera capital (iom) limited	1 Mar 2017	Other	5798474
Gregory Dean Walsh	Vice president - compliance & operational risk and chief compliance officer	1 Mar 2017	Other	6610643
Richard Anthony Nino	Exceutive director of fiera capital (uk) limited	1 Mar 2017	Other	4893499
Fiera Capital (Europe) Limited	100% owner	1 Dec 2017	75% - 100%	foreign

Indirect Owners

The SEC currently registers 11 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
James Mellon	Non executive chairman	1 Jan 1997	25% - 50%	5048987
Inc. Arvestia	Shareholder	1 Oct 2006	50% - 75%	foreign
Inc. Djm Capital	Shareholder	1 Oct 2006	50% - 75%	foreign
Fiera International Inc	Shareholder	1 Oct 2006	75% - 100%	foreign
Fiera Corporation	Shareholder	1 Oct 2006	75% - 100%	foreign
Lp Fiera Capital	Shareholder	1 Sep 2010	25% - 50%	foreign
Inc. Fiera Holdings	General partner	1 Sep 2010	75% - 100%	foreign
Desjardins Financial Holding Inc.	Shareholder	1 Jan 2011	25% - 50%	foreign
Desjardins Financial Corporation	Shareholder	1 Jan 2011	25% - 50%	foreign
Jean Guy Desjardins	Shareholder	1 Oct 2013	75% - 100%	4341072
Fiera Capital Corporation	Shareholder	1 Dec 2016	75% - 100%	n/a

Based in London

The principal office where Charlemagne Capital (Uk) Limited performs its advisory services is located at 39 St James's Street, London, Sw1 A 1 Jd The mailing address of the firm is St Mary's Court, Douglas, Im1 1 Eu. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 440-20751-82100 or by fax 440-20751-82199. The normal business hours are 09.00 to 17.30 on Monday - Friday. You can find more information about the New York firm at charlemagnecapital.com.