Banc One Investment Advisors Corp (Columbus)


Banc One Investment Advisors Corp is a large advisory firm based in Columbus. It manages $186.99 billion of regulatory assets for 505 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Colorado, and 16 other states.

Banc One Investment Advisors Corp provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Banc One Investment Advisors Corp: assets under management

The assets under management (AUM) of Banc One Investment Advisors Corp is $186.99 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 43% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $186.99 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $370.27 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Banc One Investment Advisors Corp for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Banc One Investment Advisors Corp

Peter William Atwater has been acting as President since 1 Aug 1998. Evelyn Victoria Exley Guernsey joined the executive team most recently as the Chairman/President/Ceo.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
David Joh Kundert Director 1 Nov 1991 Other 2391348
David Jon Kundert Director 1 Nov 1991 Other 2391348
David Joh Kundert President & ceo 1 Feb 1992 Other 2391348
David Jon Kundert President & ceo 1 Feb 1992 Other 2391348
Beverly Jean Langley Chief compliance officer 1 Jun 1992 Other 1195340
Na (Ohio) Bank One Direct parent 1 Nov 1992 75% - 100% 31-4148768
Michael Vernon Wible Corporate secretary 1 Nov 1995 Other 4220148
Richard Butler Cfo 1 Apr 1998 Other 3223292
Peter William Atwater Director 1 Aug 1998 Other 1686847
Mark Allen Beeson Director 1 Feb 2000 Other 2638993
Richard Jandrain Director 1 Feb 2000 Other 2277579
Gary John Madich Director 1 Feb 2000 Other 705419
John Abunassar Director 1 Nov 2000 Other 4360690
Verlin Lester Horn Chief financial officer 1 Jul 2001 Other 3126041
Lawrence Edward Baumgartner Chief investment officer - equity securities 1 Feb 2003 Other 4624831
William T Norris Director 1 Feb 2003 Other 4652377
Norman Gary Cook Director & smd of institutional asset management 1 Feb 2004 Other 2470898
James Sexton Director & smd risk management 1 Feb 2004 Other 4760027
Susan Canning Corporate secretary & clo 1 Feb 2004 Other 4764216
Kenneth John Phelan Chairman 1 Feb 2004 Other 1558563
Francis Xavier Curley Chief compliance officer 1 Jul 2004 Other 2572714
Richard Paul Butler Chief operating officer 1 Aug 2004 Other 3223292
N.A. Jpmorgan Chase Bank Direct parent 1 Nov 2004 75% - 100% 13-4994650
Evelyn Victoria Exley Guernsey Chairman/president/ceo 1 Dec 2004 Other 2861310

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Bank One Corporation Indirect parent 1 Dec 1987 75% - 100% 31-0738296
J.P. Morgan Chase & Co. Shareholder 1 Jul 2004 75% - 100% 13-2624428
Jpmorgan Chase & Co. Shareholder 1 Jul 2004 75% - 100% 13-2624428
Jpmorgan Chase & Co. Owner 1 Nov 2004 75% - 100% 13-2624428

Based in Columbus

The principal office where Banc One Investment Advisors Corp performs its advisory services is located at 1111 Polaris Pkwy, Columbus, OH 43240 The mailing address of the firm is 1111 Polaris Parkway, Columbus, OH 43271. An additional office of the firm is in Chicago, IL. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 614-213-1684. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday.