Hbv Capital Management LLC (New York)


Hbv Capital Management LLC is a large advisory firm based in New York. It manages $482 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2001.

Hbv Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hbv Capital Management: assets under management

The assets under management (AUM) of Hbv Capital Management LLC is $482 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 174% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $482 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $53.56 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hbv Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Hbv Capital Management LLC

William Francis Harley has served as the Chief Investment Officer since 1 Apr 1999. Paul Herbert Dimmick joined the executive team most recently as the Member Of Board Of Managers.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
William Francis Harley Chief investment officer 1 Apr 1999 25% - 50% 1967746
Jonathan Spangler Bean Principal 1 Apr 1999 25% - 50% 2367297
Michael William Hawthorne Principal 1 Apr 1999 Other 2246395
Edward Alan Schinik Chief financial officer 1 Apr 1999 Other 2956304
Robert Edward Beers Principal 1 Apr 1999 Other 872648
Cristina Alexandra Suarez Principal 1 Apr 1999 Other 2546765
Daniel Patrick Harley Principal 1 Apr 1999 Other 2170040
Paul Herbert Dimmick Member of board of managers 1 Jul 2002 Other 1680794
Guy Hudson Member of board of managers 1 Jul 2002 Other 4371336
Patrick James Sheppard Member of board of managers 1 Jul 2002 Other 1779929
Mellon Hbv Alternative Strategies Holdings Llc Member 1 Jul 2002 75% - 100% 42-1542297

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Mellon Financial Corporation Member 1 Jul 2002 75% - 100% 25-1233834

Based in New York

The principal office where Hbv Capital Management LLC performs its advisory services is located at 200 Park Avenue, Suite 3300, New York, NY 10166, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-808-3950 or by fax 212-808-3955. The normal business hours are 8-6 on Monday - Friday. You can find more information about the New York firm at www.hbvllc.com.