Objective Capital Management, LLC (Pepper Pike)


Objective Capital Management, LLC is a large advisory firm based in Pepper Pike. It manages $112.1 million of regulatory assets for 215 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Illinois, New York, Ohio, and Texas.

Objective Capital Management provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Objective Capital Management: assets under management

The assets under management (AUM) of Objective Capital Management, LLC is $112.1 million. The firm's AUM has gone down by -5% since the beginning of its operation, and $266 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $108.6 million in discretionary accounts and $3.5 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $509.86 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.75 million.

Investments

The firm invests in exchange traded securities the most. They account for 40% of the total AUM. The second-largest asset type is derivatives, which make up 21% of the firm’s portfolio. Investments in sovereign bonds form 14% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Objective Capital Management, LLC for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Objective Capital Management serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Objective Capital Management is high net worth individuals with 57 clients and $106.6 million of assets under management. Among the 8 most similar advisory firms, Objective Capital Management has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $112.1 million for 82 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Objective Capital Management doesn't advise any private funds.

Careers at Objective Capital Management, LLC

The company employs 5 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Christopher Michael Denholm Managing member/chief compliance officer 1 Dec 2010 50% - 75% 4693767
Tristan Robert Lewis Managing member 1 Dec 2010 50% - 75% 4647376

Based in Pepper Pike

The principal office where Objective Capital Management, LLC performs its advisory services is located at 29325 Chagrin Blvd, Pepper Pike, OH 44122, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 216-469-1231 or by fax (216) 452-9734. The normal business hours are 9:30 a.m. - 4:00 p.m. on Monday - Friday. You can find more information about the New York firm at ocmwealth.com.