Osullivan Sims & Hogan Inc Investment Advisors (Cincinnati)


Osullivan Sims & Hogan Inc Investment Advisors is a large advisory firm based in Cincinnati. It manages $220.21 million of regulatory assets for 259 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Ohio.

Osullivan Sims & Hogan Inc Investment Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Osullivan Sims & Hogan Inc Investment Advisors: assets under management

The assets under management (AUM) of Osullivan Sims & Hogan Inc Investment Advisors is $220.21 million. The firm's AUM has grown by 2% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $128.76 million in discretionary accounts and $91.46 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $504.92 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $22.86 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Osullivan Sims & Hogan Inc Investment Advisors for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Osullivan Sims & Hogan Inc Investment Advisors

Patrick Declan Osullivan has been acting as President since 1 Mar 1995. Valerie Lucille Newell joined the executive team most recently as the Managing Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Patrick Declan Osullivan President 1 Mar 1995 25% - 50% 1243060
Russell Swift Sims Exec. vice president 1 Apr 1995 25% - 50% 4361478
James Edward Schwab Director 1 Jan 1998 Other 4365617
Mark Chandler Hogan Exec. vice president 1 Mar 2000 Other 1751132
Valerie Lucille Newell Managing director 1 Jul 2002 Other 2229453
Leon Henry Loewenstine Managing director 1 Jul 2002 Other 1839960
Victor Richard Lassandro Portfolio manager 1 Jul 2002 Other 4571556

Based in Cincinnati

The principal office where Osullivan Sims & Hogan Inc Investment Advisors performs its advisory services is located at 250 West Court St, Cincinnati, OH 45202, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 513-421-3100 or by fax 513-421-5948. The normal business hours are 8:30am - 5:00pm on Monday - Friday. You can find more information about the New York firm at osands.com.

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