Lombard Odier Asset Management (Usa) Corp (New York)


Lombard Odier Asset Management (Usa) Corp is a large advisory firm based in New York. It manages $2.82 billion of regulatory assets for 21 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of New York.

Lombard Odier Asset Management (Usa) Corp provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lombard Odier Asset Management (Usa) Corp: assets under management

The assets under management (AUM) of Lombard Odier Asset Management (Usa) Corp is $2.82 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 69% since the beginning of its operation, and $2.82 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $2.82 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $134.27 million each.
Lombard Odier Asset Management (Usa) Corp has custody of $1.41 billion in cash and securities for 18 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lombard Odier Asset Management (Usa) Corp for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Peter Lawrence Clarke serves?

The only and largest group of clients of Peter Lawrence Clarke is pooled investment vehicles with 21 clients and $2.82 billion of assets under management. Among the 12 most similar advisory firms, Lombard Odier Asset Management (Usa) Corp has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $2.82 billion for 21 clients. 100% of the firm’s clients are foreign persons or businesses.

Lombard Odier Asset Management (Usa) Corp also advises several private funds. Namely, twelve hedge funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $1,000,000.

Careers at Lombard Odier Asset Management (Usa) Corp

The company employs 58 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Peter Lawrence Clarke has been acting as President since 1 Oct 2014. Aziz Nahas has served as the Chief Investment Officer since 1 May 2010 and Jean Pascal Porcherot is the Chief Executive Officer of Lombard Odier Asset Management (Usa) Corp family office. Philippe Zeller Alexandre joined the executive team most recently as the Managing Partner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Loim Holding Sa Shareholder 1 Oct 2007 75% - 100% foreign
Hubert Keller Chairman of the board of directors 1 Oct 2007 Other 5082952
Stephen Brian Grobman Chief risk officer 1 Oct 2007 Other 2443637
Lombard Odier Investment Managers Holding Sa Shareholder 1 Oct 2007 75% - 100% foreign
Lewis Justin Katz Head of trading 1 Oct 2007 Other 2747795
Donald Kucera Chief operating officer 1 Oct 2007 Other 5932197
Aziz Nahas Chief investment officer 1 May 2010 Other 5932154
Simon Raykher Chief compliance officer & general counsel 1 Sep 2010 Other 4928897
Andrew Donald Hyatt Director of operations 1 Apr 2011 Other 6631696
Patrick Zurstrassen Director 1 Jun 2011 Other 6423850
Jeremy William Bailey Director 1 Sep 2011 Other 1540006
Steven Joseph Bulko Chief executive officer & chief investment officer 1 Dec 2011 Other 2303252
Anthony Pace Chief financial officer 1 Mar 2012 Other 1698035
Lance Adam Kravitz Chief operating officer 1 Jan 2013 Other 2051930
Irshad S Karim General counsel & chief compliance officer 1 Jan 2013 Other 2846288
Laura Anne Keeler Chief compliance officer 1 Jun 2013 Other 4398274
Raymond Mouhadeb General counsel 1 Aug 2013 Other 6235462
Laura Anne Keeler Chief compliance officer 1 Jan 2014 Other 4398274
Hugo Banziger Director 1 Jun 2014 Other 6334119
Peter Lawrence Clarke Director 1 Oct 2014 Other 6405867
Jean Pascal Porcherot Chief executive officer 1 Aug 2015 Other 6578865
Lo Holding Sa Shareholder 1 May 2016 75% - 100% foreign entity
Stephen Charles Fitzgerald Director 1 Sep 2016 Other 2345639
Annika Falkengren Chairman of the board of directors 1 Apr 2018 Other 6833534

Indirect Owners

The SEC currently registers 20 indirect owners.

Name Entity Date acquired Ownership Employer ID
Thierry Michel Lombard Managing partner 1 Jan 1982 Other 4346934
Jean Pastre Managing partner 1 Jan 1996 Other 4347222
Bernard Marcel Droux Managing partner 1 Jan 2001 Other 1344766
Anne Marie De Weck Managing partner 1 Jan 2002 Other 4514574
Christophe Hentsch Managing partner 1 Jan 2004 Other 4784080
Hubert Keller Managing partner 1 Jan 2006 Other 5082952
Lombard Odier Darier Hentsch & Cie Shareholder 1 Oct 2007 75% - 100% foreign entity
Lombard Odier & Cie Shareholder 1 Oct 2007 75% - 100% foreign entity
Patrick Odier Senior partner 1 Jul 2008 Other 1252105
Lo Holding Sa Shareholder 1 Jan 2010 75% - 100% foreign entity
Frederic Maurice Rochat Managing partner 1 Jan 2010 Other 6024085
Lodh Holding Sa Shareholder 1 Jan 2010 75% - 100% foreign entity
Arthur Caye Managing partner 1 Jul 2011 Other 5718981
Compagnie Odier Sca Shareholder 1 Jan 2014 75% - 100% foreign entity
Compagnie Lombard Odier Scma Shareholder 1 Jan 2014 75% - 100% foreign entity
Compagnie Lombard Odier Sca Shareholder 1 Jan 2014 75% - 100% foreign entity
Hugo Banziger Managing partner 1 Apr 2014 Other 6334119
Denis Robert Pittet Managing partner 1 Jan 2017 Other 6767729
Annika Falkengren Managing partner 1 Jul 2017 Other 6833534
Philippe Zeller Alexandre Managing partner 1 Mar 2019 Other 7090931

Based in New York

The principal office where Lombard Odier Asset Management (Usa) Corp performs its advisory services is located at 452 Fifth Avenue, New York, NY 10018, which is also the mailing address of the firm. An additional office of the firm is in Palm Beach, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-295-6200 or by fax 212-295-6220. The normal business hours are 7:00 am - 5:00 pm on Monday - Friday.