Custom Fund Management, LLC (San Francisco)


Custom Fund Management, LLC is an adviser based in San Francisco. It manages $5.06 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of California.

Custom Fund Management provides pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Custom Fund Management: assets under management

The assets under management (AUM) of Custom Fund Management, LLC is $5.06 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -92% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $5.06 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $5.06 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Custom Fund Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Custom Fund Management, LLC

Custom Fund Management, LLC is owned by Bruce Jay Stone. William John Haggerty has been acting as President since 1 Apr 1995. Stuart Lawrence Pologe joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Robert Charles Friese Chairman + president + secretary 1 Feb 1995 25% - 50% 4422678
Bruce Jay Stone Owner 1 Feb 1995 Other 1311626
Douglas Joe Engmann Director 1 Feb 1995 Other 1132831
Inc. Custom Diversification Fund Management Owner 1 Feb 1995 75% - 100% 94-3194075
Hambrecht & Quist California Owner 1 Feb 1995 Other 94-2856927
William John Haggerty Owner/director 1 Apr 1995 Other 1962764
Marshall Chittenden Turner Director 1 Dec 1997 Other 4423287
Robert Engel Nilssen Chief financial officer 1 Jun 1998 Other 4423308
Kent Colwell Director 1 Jan 2000 Other 3069915
Diana Yakupzack Lacson Compliance officer 1 Jan 2000 Other 5031596
Stuart Lawrence Pologe Chief operating officer 1 Mar 2000 Other 2194302

Based in San Francisco

The principal office where Custom Fund Management, LLC performs its advisory services is located at 260 California Street, Suite 610, San Francisco, CA 94111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-399-1818 or by fax 415-399-8989. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday.