Sankaty Advisors, LLC (Boston)


Sankaty Advisors, LLC is a large advisory firm based in Boston. It manages $25.38 billion of regulatory assets for 92 client accounts. It has been registered with the SEC as an adviser since 2008.

Sankaty Advisors provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sankaty Advisors: assets under management

The assets under management (AUM) of Sankaty Advisors, LLC is $25.38 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -1% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $25.38 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $275.91 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sankaty Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 16 indirect owners.

Name Entity Date acquired Ownership Employer ID
Joshua Bekenstein Managing director 1 Oct 1984 Other 5458226
Stephen Gerard Pagliuca Managing director 1 Sep 1989 Other 4344369
Mark Edward Nunnelly Managing director 1 Jan 1990 Other 5458252
Paul Bradford Edgerley Managing director 1 Jan 1991 Other 5458229
John Patrick Connaughton Managing director 1 Dec 1997 Other 4343603
Michael Alan Krupka Managing director 1 Dec 1997 Other 5125779
Domenic Jay Ferrante Managing director 1 Dec 1997 Other 1859708
Dwight Macvicar Poler Managing director 1 Oct 1999 Other 1748689
Steven William Barnes Managing director 1 Jan 2001 Other 5458225
Michael Fenton Goss Chief operating officer 1 Jan 2001 Other 5457250
Andrew Brett Balson Managing director 1 Jan 2001 Other 1526671
William Edward Pappendick Iv Managing director 1 Jan 2002 Other 5458838
Michael De Courcy Ward Managing director and chief operating officer 1 Jan 2005 Other 5458255
Sean Michael Doherty Managing director, chief legal officer and chief administrative officer 1 Dec 2010 Other 5457249
Llc Bain Capital (Gp) General partner 1 Nov 2015 Other 47-5051499
Lp Bain Capital Holdings Limited partner 1 Nov 2015 Other 04-3511291

Based in Boston

The principal office where Sankaty Advisors, LLC performs its advisory services is located at John Hancock Tower, Boston, MA 02116, which is also the mailing address of the firm. An additional office of the firm is in Evanston, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-516-2318 or by fax 617-516-2289. The normal business hours are 7:30am-8:00pm on Monday - Friday. You can find more information about the New York firm at sankaty.com.